论文标题
顺序蒙特卡洛,用于取样平衡和紧凑的重新划分计划
Sequential Monte Carlo for Sampling Balanced and Compact Redistricting Plans
论文作者
论文摘要
在约束下对图形分区的随机采样已成为评估立法重新划分计划的流行工具。分析师通过将提议的重新分配计划与采样的替代计划进行比较,检测到党派的群体。为了成功应用,采样方法必须扩展到具有中等数量或大量地区的地图,并纳入现实的法律约束,并准确有效地从所选目标分布中进行采样。不幸的是,大多数现有方法至少在其中一种领域中挣扎。我们提出了一种新的顺序蒙特卡洛(SMC)算法,该算法生成了重新分配计划的样本,这些计划会融合到现实的目标分布。由于它同时绘制了许多计划,因此SMC算法可以比现有的Markov Chain Monte Carlo(MCMC)算法更好地探索重新划分计划的相关空间,该算法依次生成计划。我们的算法可以同时纳入在现实世界中常见的重新划分问题中通常施加的几个约束,包括同等的人口,紧凑性和行政界限的保存。我们通过使用可以列举所有重新分配计划的小地图来验证所提出的算法的准确性。然后,我们应用SMC算法来评估相关方在宾夕法尼亚州最近的备受瞩目的重新分配案例中提交的几个地图的党派含义。我们发现,所提出的算法收敛速度更快,而样品的收敛速度比可比的MCMC算法更少。开源软件可用于实施提出的方法。
Random sampling of graph partitions under constraints has become a popular tool for evaluating legislative redistricting plans. Analysts detect partisan gerrymandering by comparing a proposed redistricting plan with an ensemble of sampled alternative plans. For successful application, sampling methods must scale to maps with a moderate or large number of districts, incorporate realistic legal constraints, and accurately and efficiently sample from a selected target distribution. Unfortunately, most existing methods struggle in at least one of these areas. We present a new Sequential Monte Carlo (SMC) algorithm that generates a sample of redistricting plans converging to a realistic target distribution. Because it draws many plans in parallel, the SMC algorithm can efficiently explore the relevant space of redistricting plans better than the existing Markov chain Monte Carlo (MCMC) algorithms that generate plans sequentially. Our algorithm can simultaneously incorporate several constraints commonly imposed in real-world redistricting problems, including equal population, compactness, and preservation of administrative boundaries. We validate the accuracy of the proposed algorithm by using a small map where all redistricting plans can be enumerated. We then apply the SMC algorithm to evaluate the partisan implications of several maps submitted by relevant parties in a recent high-profile redistricting case in the state of Pennsylvania. We find that the proposed algorithm converges faster and with fewer samples than a comparable MCMC algorithm. Open-source software is available for implementing the proposed methodology.