论文标题

具有螺旋对称系统的系统框架:理论,数值实现和纳米结构中扭转变形的应用

Ab initio framework for systems with helical symmetry: theory, numerical implementation and applications to torsional deformations in nanostructures

论文作者

Banerjee, Amartya S.

论文摘要

我们制定和实施螺旋DFT - 一种具有螺旋对称性的纳米结构的自洽的第一原理模拟方法。此类材料在所有纳米技术,化学和生物学中都很好地代表,并有望与前所未有的材料特性相关。我们严格地证明了针对螺旋纳米结构的单电子问题的特殊解决方案的存在和完整性,称为螺旋波波。我们描述了如何借助这些溶液将螺旋纳米结构的Kohn-Sham密度功能理论方程式减少到基本领域。我们数学处理中的一个关键组成部分是在直接积分的意义上进行螺旋形Bloch-Floquet变换的定义和使用,以对哈密顿量进行块对异位化。我们在螺旋坐标中开发了适应对称性的有限差异策略,以离散管理方程,并获得对拟议方法的工作实现。我们通过示例验证了数值实现的准确性和收敛属性。最后,我们采用螺旋DFT来研究锯齿形和手性单壁黑色磷(即磷烯)纳米管的特性。我们使用模拟来评估锯齿形纳米管的扭转刚度。此外,我们观察到该纳米管的电子特性中的绝缘体对金属样过渡,因为它会扭曲。我们还发现,可以通过轴向菌株在手性磷酸纳米管中进行类似的过渡。值得注意的是,对这种性质的自持审判的自由学模拟是前所未有的,并且远远超出了存在的任何其他系统的第一原理方法的范围。我们以讨论各种未来的途径和应用结束。

We formulate and implement Helical DFT -- a self-consistent first principles simulation method for nanostructures with helical symmetries. Such materials are well represented in all of nanotechnology, chemistry and biology, and are expected to be associated with unprecedented material properties. We rigorously demonstrate the existence and completeness of special solutions to the single electron problem for helical nanostructures, called helical Bloch waves. We describe how the Kohn-Sham Density Functional Theory equations for a helical nanostructure can be reduced to a fundamental domain with the aid of these solutions. A key component in our mathematical treatment is the definition and use of a helical Bloch-Floquet transform to perform a block-diagonalization of the Hamiltonian in the sense of direct integrals. We develop a symmetry-adapted finite-difference strategy in helical coordinates to discretize the governing equations, and obtain a working realization of the proposed approach. We verify the accuracy and convergence properties of our numerical implementation through examples. Finally, we employ Helical DFT to study the properties of zigzag and chiral single wall black phosphorus (i.e., phosphorene) nanotubes. We use our simulations to evaluate the torsional stiffness of a zigzag nanotube ab initio. Additionally, we observe an insulator-to-metal-like transition in the electronic properties of this nanotube as it is subjected to twisting. We also find that a similar transition can be effected in chiral phosphorene nanotubes by means of axial strains. Notably, self-consistent ab initio simulations of this nature are unprecedented and well outside the scope of any other systematic first principles method in existence. We end with a discussion on various future avenues and applications.

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