论文标题
稀疏和不规则纵向数据的因果中介分析
Causal Mediation Analysis for Sparse and Irregular Longitudinal Data
论文作者
论文摘要
因果中介分析旨在研究暴露对结局的治疗效果如何通过中间变量介导。尽管许多应用程序都涉及纵向数据,但现有方法并不直接适用于在稀疏和不规则时间网格上测量调解人和结果的设置。我们从功能数据分析的角度扩展了现有的因果中介框架,将稀疏和不规则的纵向数据视为实现基础平滑随机过程的实现。我们相应地定义了直接和间接影响的因果估计,并提供相应的识别假设。为了进行估计和推理,我们采用功能性主成分分析方法来缩小维度,并使用前几个功能主成分,而不是结构方程模型中的整个轨迹。我们采用贝叶斯范式来准确量化不确定性。通过模拟检查了所提出方法的工作特性。我们将提出的方法应用于肯尼亚野生狒狒种群的纵向数据集,以研究早期逆境,动物之间的社会纽带强度与成人糖皮质激素激素浓度之间的因果关系。我们发现,早期逆境对整个成年期女性的糖皮质激素浓度具有显着的直接影响(增长了9-14%),但很少有证据表明这些作用是由弱社会纽带介导的。
Causal mediation analysis seeks to investigate how the treatment effect of an exposure on outcomes is mediated through intermediate variables. Although many applications involve longitudinal data, the existing methods are not directly applicable to settings where the mediator and outcome are measured on sparse and irregular time grids. We extend the existing causal mediation framework from a functional data analysis perspective, viewing the sparse and irregular longitudinal data as realizations of underlying smooth stochastic processes. We define causal estimands of direct and indirect effects accordingly and provide corresponding identification assumptions. For estimation and inference, we employ a functional principal component analysis approach for dimension reduction and use the first few functional principal components instead of the whole trajectories in the structural equation models. We adopt the Bayesian paradigm to accurately quantify the uncertainties. The operating characteristics of the proposed methods are examined via simulations. We apply the proposed methods to a longitudinal data set from a wild baboon population in Kenya to investigate the causal relationships between early adversity, strength of social bonds between animals, and adult glucocorticoid hormone concentrations. We find that early adversity has a significant direct effect (a 9-14% increase) on females' glucocorticoid concentrations across adulthood, but find little evidence that these effects were mediated by weak social bonds.