论文标题

一个因果机器学习框架,用于预测可预防的医院再入院

A Causal Machine Learning Framework for Predicting Preventable Hospital Readmissions

论文作者

Marafino, Ben J., Schuler, Alejandro, Liu, Vincent X., Escobar, Gabriel J., Baiocchi, Mike

论文摘要

临床预测算法越来越多地用于构成最佳治疗政策的基础,即使干预措施成为可能受益最大的患者。尽管利用了监督机器学习的最新进展,但从某种意义上说,这些算法仍然存在钝器 - 通常被开发和部署,而没有充分考虑预测问题的因果方面。确实,在许多情况下,包括有再入院风险的患者,最危险的患者与风险较低的患者相比,预防干预措施的受益可能更少。此外,如果可以确定所有人口中最可变化(可预防的)结果,则将干预措施针对人群进行干预,而不是将其限制在一小群高危患者身上,可能会导致更大的整体效用。基于这些见解,我们引入了一个因果关系,将这个预测问题解散到因果和预测部位中,该框架清楚地描绘了该问题中因果推断和预测的互补作用。我们使用因果林来估算治疗效果,并使用这些估计值来表征治疗效果的异质性。此外,我们展示了如何与成功预防单个再选气相关的建模“回报”来使用这些效果估计值,以最大程度地提高整体效用。基于从北加州Kaiser Permanente的预防再入院干预之前和之后获取的数据,我们的结果表明,与使用预测风险相比,使用这种方法相比,每年可以预防这种方法,每年可以预防这种方法的数量近四倍。

Clinical predictive algorithms are increasingly being used to form the basis for optimal treatment policies--that is, to enable interventions to be targeted to the patients who will presumably benefit most. Despite taking advantage of recent advances in supervised machine learning, these algorithms remain, in a sense, blunt instruments--often being developed and deployed without a full accounting of the causal aspects of the prediction problems they are intended to solve. Indeed, in many settings, including among patients at risk of readmission, the riskiest patients may derive less benefit from a preventative intervention compared to those at lower risk. Moreover, targeting an intervention to a population, rather than limiting it to a small group of high-risk patients, may lead to far greater overall utility if the patients with the most modifiable (or preventable) outcomes across the population could be identified. Based on these insights, we introduce a causal machine learning framework that decouples this prediction problem into causal and predictive parts, which clearly delineates the complementary roles of causal inference and prediction in this problem. We estimate treatment effects using causal forests, and characterize treatment effect heterogeneity across levels of predicted risk using these estimates. Furthermore, we show how these effect estimates could be used in concert with the modeled "payoffs" associated with successful prevention of individual readmissions to maximize overall utility. Based on data taken from before and after the implementation of a readmissions prevention intervention at Kaiser Permanente Northern California, our results suggest that nearly four times as many readmissions could be prevented annually with this approach compared to targeting this intervention using predicted risk.

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