ISO/TR TECHNICAL REPORT 18307 First edition 2001-12-15 Health informatics Interoperability and compatibility in messaging and communication standards Key characteristics Informatique de sante lnteroperabilite et compatibilité avec les normes de messagerie et de communication - Caractéristiques Reference number ISO/TR 18307:2001(E) ISO @ ISO 2001 ISO/TR 18307:2001(E) PDFdisclaimer This PDF file may contain embedded typefaces. In accordance with Adobe's licensing policy, this file may be printed or viewed but shall not be edited unless the typefaces which are embedded are licensed to and installed on the computer performing the editing. In downloading this file, parties accept therein the responsibility of not infringing Adobe's licensing policy. The IsO Central Secretariat accepts no liability in this area. Adobe is a trademark of Adobe Systems Incorporated. Details of the software products used to create this PDF file can be found in the General Info relative to the file; the PDF-creation parameters were optimized for printing. Every care has been taken to ensure that the file is suitable for use by isO member bodies. In the unlikely event @ISO2001 All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISO's member body in the country of the requester. ISO copyright office Case postale 56. CH-1211 Geneva 20 Tel. + 4122 749 01 11 Fax + 41 22 749 09 47 E-mail [email protected] Web www.iso.ch Printed in Switzerland ii @ISO 2001 -All rights reserved ISO/TR 18307:2001(E) Contents Page Foreword. 1 Scope. 1 2 References 3 Terms and definitions 4 Abbreviated terms . 21 5 Trust Constituency .. 23 6 Principles and objectives. 24 6.1 Ensured Trust . 24 6.2 Trust Constituency .... 25 6.3 Health record rights.... 6.4 Health record obligations . 26 6.5 Health record composition ... 26 6.6 Healthcare parties and their accountable actions 27 6.7 Healthcare agents and their accountable actions.... 27 6.8 Scope of accountability, Unit of accountability .... 27 6.9 Authentication... 28 6.10 Auditability ........ 6.11 Chain of trust. 28 6.12 Faithfulness, permanence, persistence and indelibility. 28 6.13 Data definition, Data registry.......... 28 6.14 Data integrity..... 6.15 Completeness and continuity 29 7 Key characteristics (KC). 29 7.1 Identifiable information ... 29 7.2 Architectural basis . 7.3 Masterfiles 7.4 Master registries 37 7.5 Electronic records . 40 7.6 Record chronology, continuity, completeness 7.7 Authentication,non-repudiationservices. 43 7.8 Digital signature, Public key infrastructure ... 44 7.9 44 7.10 Permanence, persistence, indelibility . 7.11 On-Line Transaction Processing (OLTP) 45 7.12 On-Line Analytical Processing (OLAP) 46 7.13 Fault tolerance .... 46 7.14 Data synchrony. 46 7.15 Time synchrony ... 47 7.16 Trusted end-to-end information flows...... 47 7.17 Disclosure, Export..... 7.18 Prospectiveservices.. .50 7.19 Work flow.... 52 7.20 Concurrent status, Records .... .53 7.21 Retrospective status, Records 54 7.22 Personal healthcare professional services... 54 7.23 55 7.24 7.25 Problem lists .56 7.26 Decision support .... .56 @IsO 2001-All rights reserved ili ISO/TR 18307:2001(E) 7.27 Surveillance, Metrics and Analysis... 7.28 Communicationsinfrastructure .58 7.29 Multiple person linkage... .58 7.30 Healthcareprofessional Subjectofcarelinkage .59 7.31 Localization,Localauthority 59 7.32 User environments .60 7.33 Version management . 60 7.34 Inter-application interoperability .... .60 7.35 Change scale (Scalability) .... 7.36 Validation.... .62 8 Principles and objectives enabled by key characteristics . .63 Annex A Exercise to validate the key characteristics set out in this technical report.. ..69 Annex B RM-ODP viewpoints. ..89 Annex C RM-ODP enterprise viewpoint.. ..90 Annex D RC-ODP architecture -