TECHNICAL ISO/IEC TR REPORT 29196 Second edition 2018-05 Information technology Guidance for biometric enrolment Technologies de I'information - Directives pour I'inscription biométrique Reference number IEC IS0/IEC TR 29196:2018(E) tso International Organization for Standardization, ndards and Technology 9972181 @IS0/IEC 2018 IS0/IEC TR 29196:2018(E) COPYRIGHTPROTECTEDDOCUMENT @IS0/IEC2018 All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior written permission. Permission can be requested from either IsO at the address below or Iso's member body in the country of the requester. ISO copyright office CP 401 : Ch. de Blandonnet 8 CH-1214 Vernier, Geneva Phone: +41 22 749 01 11 Fax: +41 22 749 09 47 Email: [email protected] Website: www.iso.org Published in Switzerland prganizationfor Standardization Licensee-Shenzhen Inste o tandas 1QF6.e- All rights reserved rious National Standards Bodies Not for Resale,2018/8/2307:07:20 IS0/IEC TR 29196:2018(E) Contents Page Foreword ..V Introduction. ..vi 1 Scope. 2 Normative references 3 Terms and definitions 4 Abbreviated terms 5 Role of enrolment in a biometric system 6 Stakeholders and approaches for enrolment. 6.1 Enrolment stakeholders. ..6 6.2 Enrolment approaches. .9 7 Stakeholder interests .10 7.1 Key observations .10 7.2 Best practices and recommendations. ..11 7.2.1 General. .11 7.2.2 Subject interests ..1 7.2.3 Enrolment Authority interests .14 7.2.4 Operator interests. .22 7.2.5 Relying party interests. .25 7.2.6 Developer interests.. .26 7.2.7 Regulator interests. ..31 7.2.8 Auditor interests. .31 8 Biometric enrolment capability development .32 8.1 General .32 8.2 Enrolment station architecture and design .32 8.3 System definition .33 9 Modality specific guidance .33 9.1 General. 33 9.2 Facial biometric systems 34 9.2.1 General 34 9.2.2 Environment 34 9.2.3 Pose and position 34 9.2.4 Ethnicity 35 9.2.5 Improvements. 35 9.2.6 Glasses 36 9.3 Fingerprint biometric systems. .36 9.3.1 General .36 9.3.2 Fingerprint capture considerations 37 9.3.3 Single finger systems. 37 9.3.4 Tenprint systems 38 9.4 Vascular (vein) authentication systems 38 9.4.1 General .38 9.4.2 Palm vein technology 39 9.4.3 Finger vein technology ...39 9.5 Iris biometric systems .40 10 Mobile applications. .41 10.1 Best practice guidelines .41 10.2 Fingerprint systems. ..42 10.3 Facial image systems. ..43 10.4 Iris systems ..44 Annex A (informative) Checklist of activities related to biometric enrolment .46 Intemaional ogaization @stS&EGn,2018 - All rights reserved iii Licensee=Shenzhen Institute of Standards and Technology 9972181 Not for Resale, 2018/8/23 07:07:20 IS0/IEC TR 29196:2018(E) Annex B (informative) Examples of good and bad face enrolment pictures .50 Bibliography .54 Licensee-Shenzhen Isttute of Standa@ SQF.- All rights reserved rious National Standards Bodies Not for Resale, 2018/8/23 07:07:20 IS0/IEC TR 29196:2018(E) Foreword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the specialized system for worldwide standardization. National bodies that are membersofIsoorIECparticipateinthedevelopmentofInternationalStandardsthroughtechnical committees established by the respective organization to deal with particular fields of technical activity. IsO and IEC technical committees collaborate in fields of mutual interest. Other international organizations, governmental and non-governmental, in liaison with IsO and IEC, also take part in the work. In the field of information technology, ISO and IE have established a joint technical committee, ISO/IECJTC1. The procedures used to develop this document and those intended for its further maintenance are described in the ISo/IEC Directives, Par